LPL Financial

LPL Financial is gathering feedback from Advisors on iDoc features. We would like to know if you would find value in having the ability to upload, organize and search for documents electronically instead of faxing with a cover sheet.

Please provide your feedback by completing the following survey.

* 1. Do you currently use iDoc, our compliance approved imaging service that enables you to store all your client related documents on BranchNet today?

Yes

No

2. Please indicate your interest in the following:

	Not very interested	Somewhat interested	Neutral	Interested	Very interested
* A feature that allows you to electronically upload and organize your documents into BranchNet?

* 3. Do you currently have some kind of scanning solution in your office (i.e. All-In-One copier/scanner/printer/fax)?

Yes

No

* 4. If an electronic upload feature were available, would it be OK if LPL eliminated the fax option for Non-required client documents (i.e. Client Will or Trust)?

Yes

No

* 5. If an electronic upload feature were available, would it be OK if LPL eliminated the fax option for Required client documents (i.e. New Account Application)?

Yes

No

* 6. Would you be interested in electronically uploading Branch Level documents (i.e. Advertising Compliant materials)?

Yes

No

7. What other documents would you like to be able to electronically upload?

* 8. How many pages do you produce a month that are considered client level documents including both Required (i.e. New Account Application) and Non-required (i.e. Client Will or Trust) documents?

Less than 100

100 – 300

300 – 500

More than 500

9. We are considering a monthly fee for unlimited electronic upload for both Required and Non-required documents.

* What price per month do you believe is too expensive to consider? ($)

* What price per month would you think is reasonable or average? ($)

* What price per month would you think is a bargain? ($)

* 10. How many additional pages do you produce a month that are considered Branch Level (i.e. Advertising Compliant materials) documents?

Less than 100

100 – 300

300 – 500

More than 500

9. We are also considering a Compliance approved method to electronically upload Branch Level documents for an additional monthly fee.

* What additional cost per month do you believe is too expensive to consider? ($)

* What additional cost per month would you think is reasonable or average?($)

* What additional cost per month would you think is a bargain?($)

12. Do you check the quality of your documents after they are faxed into iDoc?

Yes

No

* What is your primary role?

OSJ

Advisor

Other

This completes the LPL Financial survey. Please submit your responses below.

Thank you for your time and feedback!