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Hello:
You are invited to participate in our survey [Project Description Here]. In this survey, approximately [Approximate Respondents] people will be asked to complete a survey that asks questions about [General Survey Process]. It will take approximately [Approximate Time] minutes to complete the questionnaire.
Your participation in this study is completely voluntary. There are no foreseeable risks associated with this project. However, if you feel uncomfortable answering any questions, you can withdraw from the survey at any point. It is very important for us to learn your opinions.
Your survey responses will be stricly confidential and data from this research will be reported only in the aggregate. Your information will be coded and will remain confidential. If you have questions at any time about the survey or the procedures, you may contact [Name of Survey Researcher] at [Phone Number] or by email at the email address specified below.
Thank you very much for your time and support. Please start with the survey now by clicking on the Continue button below.
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| * What is the Minimum Account Size for Passport? |
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| * How much are the transaction charges on a Passport account? |
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| * For Passport Brokerage the FA must be a Registered Rep (RR) and an Investment Adviser Rep (IAR) |
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| Passport Brokerage accounts are considered an advisory account. |
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| Passport Partners are advisory and non-discretionary. |
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| Passport accounts charge a comission on trades. |
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| The transaction charges for place a Bond trade is $30. |
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| Class B share mutual funds are considered a billable asset in a Passport account. |
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| Class B shares can be held in a Passport account. |
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| Class B shares are charged "Admin Only", .09%. |
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| The account can hold Class B shares, but they do not qualify as a billable asset. |
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| Passport clients are charged a fee for postage and handling on each transaction. |
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| Annuities are a billable asset for Passport. |
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| What are the two types of fee schedules for Passport? |
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| The FA can discount the portion of their fee on a Passport account. |
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| Passport account fees are charged on this frequency. |
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| Select the three types of Passport accounts. |
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| These types of mutual funds are billable in a Passport Account |
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| If the client has 2 Passport accounts they can be combined to qualify for the $25 K minimum requirement? |
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| Related Passport accounts can be linked together (aggregated)for fee purposes. |
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| In addition to reular monthly statments, Passport clients also receive? |
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| The maximum fees for Passort using the blended fee schdule are? |
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| 12B1 Trails are credited to the client. |
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| Passport accounts are billed quarterly in advance. |
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| A client's account has $25,000 cash, 100 Shares of Starbucks stocks an Annuitiy worth $50,000 and a Class B share mutual fund. Which assets are considered billable? |
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| Additional Comments/Suggestions for improvement | | |
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